ࡱ> NPM  bjbj 44rrNDxLL8T<4<H<J<J<J<J<J<J<$></|n<LLk<XLH<H<6x86:0$EvX94<<0<t9< Byh B8:: Bl;n<n<0< B : RISK MANAGEMENT ASSESSMENT SHEET Project/activity: ______________________________________________ Start Date: ____________________ Project manager/s:______________________________________________ A What RISKS might there be in this project/activity? What KPI(s) is/are relevant to each risk? _______________________________________________ _______________________________________________ _______________________________________________ _______________________________________________ _______________________________________________ B For each of the risks identified, who in the Faculty/Office would own (have control over) the risk? _______________________________________________ _______________________________________________ _______________________________________________ _______________________________________________ _______________________________________________ C What early warning mechanisms would signal the risk event occurring? _______________________________________________ _______________________________________________ _______________________________________________ _______________________________________________ _______________________________________________ D On a scale of 1 5 (see Risk Management Guide for criteria) what would be the IMPACT and LIKELIHOOD of the risk event occurring, if no action were taken to avoid it? INHERENT IMPACT (I) INHERENT LIKELIHOOD (L) ______________________ _________________________ ______________________ _________________________ ______________________ _________________________ ______________________ _________________________ ______________________ _________________________ E What controls, mitigating actions could the Faculty/Office put in place to influence the inherent impact and/or likelihood? Who is responsible? CONTROLS RESPONSIBILITY _______________________________________________ ______________ _______________________________________________ ______________ _______________________________________________ ______________ _______________________________________________ ______________ _______________________________________________ ______________ F What is the source of assurance for each of the controls identified in (E) above? That is, how do you know the controls are working? Source of Assurance for each control: ______________________________________________________________ ______________________________________________________________ ______________________________________________________________ ______________________________________________________________ ______________________________________________________________ G With the named controls/mitigating actions in place, what would your estimate be of the residual impact and residual likelihood on the School/Office RESIDUAL IMPACT (I) RESIDUAL LIKELIHOOD (L) ______________________ _________________________ ______________________ _________________________ ______________________ _________________________ ______________________ _________________________ ______________________ _________________________ H For each risk, what is the Residual Risk Rating (Residual Impact x Residual Likelihood)? I What is the difference between the RESIDUAL risk rating and the INHERENT risk rating (risk score shift)? ____________ J What future actions will be undertaken to mitigate risk? Signature________________________________ Name ___________________________________ Date ________________ Actions to be taken after completion: Evaluate Residual Risk Rating Consult University Risk Management Guide for score ratings Refer to PVC/FOO /Director of Office or nominated person responsible for Risk Register Refer as necessary to Vice Chancellors Group, or Court according to Risk Rating Consider future actions to be undertaken to mitigate risk Keep a copy of this assessment in a Faculty / Office Risk Register     Risk Management Assessment Sheet June 2014 Faculty/ Office: _____________________________ Relevant KPIs (from Strategic Plan): 1 ____________ 2 ____________ 3 ____________ 4 ____________ 5 ____________ Inherent Risk Rating (I x L): 1 ____________ 2 ____________ 3 ____________ 4 ____________ 5 ____________ Residual Risk Rating (I x L): 1 ____________ 2 ____________ 3 ____________ 4 ____________ 5 ____________ !*3Mkpu . 0 ! # P W ^ x y { ҾҾҾҾҾҾҾrҾXҾ2jht(hKW5OJQJU\^JmHnHu&ht(h+q5OJQJ\^JmH sH #ht(hHaOJQJ\^JmH sH  h`t>5OJQJ\^JmH sH )jh`t>OJQJU\^JmHnHu&ht(hHa5OJQJ\^JmH sH &ht(h_I5OJQJ\^JmH sH 2jht(hl5OJQJU\^JmHnHu "#e/ 0 ` !  H x y  & FgdHa 0^`0gd_I & FgdHagdHa$a$gdHa ! Q _ ` $V=| & Fgd_I & FgdHa 0^`0gd_I8^8gdHa & FgdHagdHa p t u =l{)*8hijءčسس؍؍{i{iW{iW{iW{#ht(h+qOJQJ\^JmH sH #ht(hKWOJQJ\^JmH sH #ht(h_IOJQJ\^JmH sH &ht(h_I5OJQJ\^JmH sH #ht(hHaOJQJ\^JmH sH  h`t>5OJQJ\^JmH sH &ht(hKW5OJQJ\^JmH sH &ht(hHa5OJQJ\^JmH sH &ht(hYQ5OJQJ\^JmH sH "9xy(g$cdg-_ & F gd;6h`hgd;6 0^`0gddi8^8gddi & F gddih`hgddi 0^`0gd_I8^8gd_I & Fgd_Ihiwx{([\STcgɵzzhzhzhzhzhzTTTT&ht(hHa5OJQJ\^JmH sH #ht(hf5WOJQJ\^JmH sH #ht(hdiOJQJ\^JmH sH )ht(hdi5>*OJQJ\^JmH sH &ht(hdi5OJQJ\^JmH sH &ht(h_I5OJQJ\^JmH sH #ht(h_IOJQJ\^JmH sH #ht(h+qOJQJ\^JmH sH #ht(hKWOJQJ\^JmH sH -'()*F[ƯƇƇuaP>a/a/ah`t>OJQJ\^JmH sH #h`t>h`t>OJQJ\^JmH sH  h`t>5OJQJ\^JmH sH &h`t>h`t>5OJQJ\^JmH sH #ht(h_IOJQJ\^JmH sH &ht(hHa5OJQJ\^JmH sH &ht(hdi5OJQJ\^JmH sH ,jht(h;6OJQJU^JmHnHu&ht(h_I5OJQJ\^JmH sH #ht(h;6OJQJ\^JmH sH &ht(h;65OJQJ\^JmH sH '(:;ef)  & Fgd_Igd_I0^`0gdw 0^`0gd_I8^8gd_I & F gd;69:;)29:;CNĵ{j{XFXXFFXX#ht(hYQOJQJ\^JmH sH #ht(hKWOJQJ\^JmH sH  h`t>5OJQJ\^JmH sH &ht(h_I5OJQJ\^JmH sH &ht(hw5OJQJ\^JmH sH #ht(h_IOJQJ\^JmH sH h`t>OJQJ\^JmH sH #h`t>h`t>OJQJ\^JmH sH &h`t>h`t>5OJQJ\^JmH sH )h`t>h`t>5>*OJQJ\^JmH sH   /6MNOQRTUWXZ[\]^_`3ϽὫ{wm`hwh`t>OJQJ^Jh`t>OJQJ^Jhlh5hl5 h+a5h`t>h`t>CJOJQJaJhM%h`t>h&\jh&\U#ht(hXZOJQJ\^JmH sH #ht(hKWOJQJ\^JmH sH #ht(h`t>OJQJ\^JmH sH h`t>OJQJ\^JmH sH hKWOJQJ\^JmH sH # NPQSTVWYZ[\]^_`$a$gd`t>gd`t> & F#23IRap    & F$a$gdwgdKW$a$gdKWgd`t>3GHIR   ȶ#ht(hXZOJQJ\^JmH sH h&\hHah_IhwhwOJQJ^Jh`t>OJQJ^JhwhKWhwhKWOJQJ^J 21h:pf5W. A!"#$% ^ 02 0@P`p2( 0@P`p 0@P`p 0@P`p 0@P`p 0@P`p 0@P`p8XV~_HmH nH sH tH @`@ NormalCJ_HaJmH sH tH DA D Default Paragraph FontRiR  Table Normal4 l4a (k (No List 4@4 `t>Header  B#6o6 `t> Header CharCJaJ4 @4 `t>0Footer  B#6o!6 `t>0 Footer CharCJaJH@2H `t> Balloon TextCJOJQJ^JaJNoAN `t>Balloon Text CharCJOJQJ^JaJPK![Content_Types].xmlN0EH-J@%ǎǢ|ș$زULTB l,3;rØJB+$G]7O٭V$ !)O^rC$y@/yH*񄴽)޵߻UDb`}"qۋJחX^)I`nEp)liV[]1M<OP6r=zgbIguSebORD۫qu gZo~ٺlAplxpT0+[}`jzAV2Fi@qv֬5\|ʜ̭NleXdsjcs7f W+Ն7`g ȘJj|h(KD- dXiJ؇(x$( :;˹! I_TS 1?E??ZBΪmU/?~xY'y5g&΋/ɋ>GMGeD3Vq%'#q$8K)fw9:ĵ x}rxwr:\TZaG*y8IjbRc|XŻǿI u3KGnD1NIBs RuK>V.EL+M2#'fi ~V vl{u8zH *:(W☕ ~JTe\O*tHGHY}KNP*ݾ˦TѼ9/#A7qZ$*c?qUnwN%Oi4 =3N)cbJ uV4(Tn 7_?m-ٛ{UBwznʜ"Z xJZp; {/<P;,)''KQk5qpN8KGbe Sd̛\17 pa>SR! 3K4'+rzQ TTIIvt]Kc⫲K#v5+|D~O@%\w_nN[L9KqgVhn R!y+Un;*&/HrT >>\ t=.Tġ S; Z~!P9giCڧ!# B,;X=ۻ,I2UWV9$lk=Aj;{AP79|s*Y;̠[MCۿhf]o{oY=1kyVV5E8Vk+֜\80X4D)!!?*|fv u"xA@T_q64)kڬuV7 t '%;i9s9x,ڎ-45xd8?ǘd/Y|t &LILJ`& -Gt/PK! ѐ'theme/theme/_rels/themeManager.xml.relsM 0wooӺ&݈Э5 6?$Q ,.aic21h:qm@RN;d`o7gK(M&$R(.1r'JЊT8V"AȻHu}|$b{P8g/]QAsم(#L[PK-![Content_Types].xmlPK-!֧6 0_rels/.relsPK-!kytheme/theme/themeManager.xmlPK-!0C)theme/theme/theme1.xmlPK-! ѐ' theme/theme/_rels/themeManager.xml.relsPK] 0 w   0 wz 4 ?ACF h3     8  @" (  V   #" `? \  #  #" `? b   3 #" `? \   #  #" `? B S  ?(  L|Lt ~& tlCC% t!v TMNPQSTVWYZ   NPQSTVWYZ  333e.00!PWytu yy{' W W [ \     S T d e f g - ( ) * ; 29:N /6MN`123HIR  .00PWtu ; 29:N /6M23HI  w*j|T'Q"$" 9FhX?t~|6D""pxN^X/T^ngދviiFhD@r>Zxzt~h ^`hH.h ^`hH.h pLp^p`LhH.h @ @ ^@ `hH.h ^`hH.h L^`LhH.h ^`hH.h ^`hH.h PLP^P`LhH.h ^`hH.h ^`hH.h pLp^p`LhH.h @ @ ^@ `hH.h ^`hH.h L^`LhH.h ^`hH.h ^`hH.h PLP^P`LhH.h ^`hH.h ^`hH.h pLp^p`LhH.h @ @ ^@ `hH.h ^`hH.h L^`LhH.h ^`hH.h ^`hH.h PLP^P`LhH. ^`hH.0^`0o( pLp^p`LhH. @ @ ^@ `hH. ^`hH. L^`LhH. ^`hH. ^`hH. PLP^P`LhH. ^`hH. ^`hH. pLp^p`LhH. @ @ ^@ `hH. ^`hH. L^`LhH. ^`hH. ^`hH. PLP^P`LhH. ^`OJQJo(u ^`OJQJo(l pp^p`OJQJo(u @ @ ^@ `OJQJo(u ^`OJQJo(u ^`OJQJo(u ^`OJQJo(u ^`OJQJo(u PP^P`OJQJo(uh ^`hH.h ^`hH.h pLp^p`LhH.h @ @ ^@ `hH.h ^`hH.h L^`LhH.h ^`hH.h ^`hH.h PLP^P`LhH. ^`hH. ^`hH. pLp^p`LhH. @ @ ^@ `hH. ^`hH. L^`LhH. ^`hH. ^`hH. PLP^P`LhH.h ^`hH.h ^`hH.h pLp^p`LhH.h @ @ ^@ `hH.h ^`hH.h L^`LhH.h ^`hH.h ^`hH.h PLP^P`LhH.h ^`hH.h ^`hH.h pLp^p`LhH.h @ @ ^@ `hH.h ^`hH.h L^`LhH.h ^`hH.h ^`hH.h PLP^P`LhH. ^`hH.0^`0o( pLp^p`LhH. @ @ ^@ `hH. ^`hH. L^`LhH. ^`hH. ^`hH. PLP^P`LhH. xNii9T'Q"ngX?|6Dw*Zxz/TD@r                    H       B|<@CR̢CjGHVбx                                     SXfXfqvgD<Xf1XYXfe|Xfa Xf1Xf*ipJXfZKXfO iXf'oXf oqXfqv,+r75SUl;6M%t(m2z8`t>F_IYQA2RD.Uf5WKWXZ9]Ver6hdi jvin+qpu5&\o Haw=H,K^^[dD:+aNP@ @UnknownG*Ax Times New Roman5Symbol3. *Cx Arial7.@Calibri5. .[`)TahomaeMonotype SortsTimes New Roman;WingdingsA$BCambria Math"h))EyfH H !24GG3QHX ?SU2!xx  RISK MANAGEMENT ASSESSMENT SHEETwj02 Lucy Fincham8         Oh+'0h   $ 0 <HPX`$RISK MANAGEMENT ASSESSMENT SHEETwj02NormalLucy Fincham2Microsoft Office Word@@@@H ՜.+,0  hp  the University of VlogG !RISK MANAGEMENT ASSESSMENT SHEET Title  !"#$%&'()*+,-./0123456789:;<>?@ABCDFGHIJKLORoot Entry FaQ1TableEBWordDocument44SummaryInformation(=DocumentSummaryInformation8ECompObjr  F Microsoft Word 97-2003 Document MSWordDocWord.Document.89q